George Herbert Mead is a major figure in the history of American philosophy, one of the founders of Pragmatism along with Peirce, James, Tufts, and Dewey. He published numerous papers during his lifetime and, following his death, several of his students produced four books in his name from Mead's unpublished (and even unfinished) notes and manuscripts, from students' notes, and from stenographic records of some of his courses at the University of Chicago. Through his teaching, writing, and posthumous publications, Mead has exercised a significant influence in 20th century social theory, among both philosophers and social scientists. In particular, Mead's theory of the emergence of mind and self out of the social process of significant communication has become the foundation of the symbolic interactionist school of sociology and social psychology. In addition to his well- known and widely appreciated social philosophy, Mead's thought includes significant contributions to the philosophy of nature, the philosophy of science, philosophical anthropology, the philosophy of history, and process philosophy. Both John Dewey and Alfred North Whitehead considered Mead a thinker of the highest order.
In Mind, Self and Society (1934), Mead
describes how the individual mind and self arises out of the social process.
Instead of approaching human experience in terms of individual psychology, Mead
analyzes experience from the "standpoint of communication as essential to
the social order." Individual psychology, for Mead, is intelligible only
in terms of social processes. The "development of the individual's self,
and of his self- consciousness within the field of his experience" is
preeminently social. For Mead, the social process is prior to the structures
and processes of individual experience.
Mind, according to Mead,
arises within the social process of communication and cannot be understood
apart from that process. The communicational process involves two phases: (1)
the "conversation of gestures" and (2) language, or the
"conversation of significant gestures." Both phases presuppose a
social context within which two or more individuals are in interaction with one
another.
Mead introduces the idea
of the "conversation of gestures" with his famous example of the
dog-fight: Dogs approaching each other in hostile attitude carry on such a
language of gestures. They walk around each other, growling and snapping, and
waiting for the opportunity to attack. The act of each dog becomes the stimulus
to the other dog for his response. There is then a relationship between these
two; and as the act is responded to by the other dog, it, in turn, undergoes
change. The very fact that the dog is ready to attack another becomes a
stimulus to the other dog to change his own position or his own attitude. He
has no sooner done this than the change of attitude in the second dog in turn
causes the first dog to change his attitude. We have here a conversation of
gestures. They are not, however,
gestures in the sense that they are significant. We do not assume that the
dog says to himself, "If the animal comes from this direction he is going
to spring at my throat and I will turn in such a way." What does take
place is an actual change in his own position due to the direction of the
approach of the other dog.
In the conversation of
gestures, communication takes place without awareness on the part of the
individual of the response that her gesture elicits in others; and since the
individual is unaware of the reactions of others to her gestures, she is unable
to respond to her own gestures from the standpoint of others. The individual
participant in the conversation of gestures is communicating, but she does
not know that she is
communicating. The conversation of gestures, that is, is unconscious communication.
It is, however, out of
the conversation of gestures that language, or conscious communication,
emerges. Mead's theory of communication is evolutionary: communication develops
from more or less primitive toward more or less advanced forms of social
interaction. In the human world, language supersedes (but does not abolish) the
conversation of gestures and marks the transition from non-significant to
significant interaction.
Language, in Mead's
view, is communication through significant
symbols. A significant symbol is a gesture (usually a vocal gesture) that
calls out in the individual making the gesture the same (that is, functionally
identical) response that is called out in others to whom the gesture is
directed.
Significant
communication may also be defined as the comprehension by the individual of
the meaning of her
gestures. Mead describes the communicational process as a social act since it
necessarily requires at least two individuals in interaction with one another.
It is within this act that meaning arises. The act of communication has a
triadic structure consisting of the following components: (1) an initiating
gesture on the part of an individual; (2) a response to that gesture by a
second individual; and (3) the result of the action initiated by the first
gesture. There is no meaning independent of the interactive participation of
two or more individuals in the act of communication.
Of course, the
individual can anticipate the responses of others and can therefore consciously
and intentionally make gestures that will bring out appropriate responses in
others. This form of communication is quite different from that which takes
place in the conversation of gestures, for in the latter there is no
possibility of the conscious structuring and control of the communicational
act.
Consciousness of meaning
is that which permits the individual to respond to her own gestures as the
other responds. A gesture, then, is an action that implies a reaction. The reaction is the meaning of
the gesture and points toward the result (the "intentionality") of
the action initiated by the gesture. Gestures "become significant symbols
when they implicitly arouse in an individual making them the same responses
which they explicitly arouse, or are supposed [intended] to arouse, in other
individuals, the individuals to whom they are addressed". For example,
"You ask somebody to bring a visitor a chair. You arouse the tendency to
get the chair in the other, but if he is slow to act, you get the chair
yourself. The response to the gesture is the doing of a certain thing, and you
arouse that same tendency in yourself”. At this stage, the conversation of
gestures is transformed into a conversation of significant symbols.
There is a certain
ambiguity in Mead's use of the terms "meaning" and
"significance." The question is, can a gesture be meaningful without
being significant? But, if the meaning of a gesture is the response to that
gesture, then there is meaning in the (non-significant) conversation of
gestures — the second dog, after all, responds to the gestures of the first dog
in the dog- fight and vice-versa.
However, it is the
conversation of significant symbols that
is the foundation of Mead's theory of mind. "Only in terms of gestures as
significant symbols is the existence of mind or intelligence possible; for only
in terms of gestures which are significant symbols can thinking — which is
simply an internalized or implicit conversation of the individual with himself
by means of such gestures — take place". Mind, then, is a form of
participation in an interpersonal (that is, social) process; it is the result
of taking the attitudes of others toward one's own gestures (or conduct in
general). Mind, in brief, is the use of significant symbols.
The essence of Mead's
so-called "social behaviorism" is his view that mind is an emergent
out of the interaction of organic individuals in a social matrix. Mind is not a
substance located in some transcendent realm, nor is it merely a series of
events that takes place within the human physiological structure. Mead
therefore rejects the traditional view of the mind as a substance separate from
the body as well as the behavioristic attempt to account for mind solely in
terms of physiology or neurology. Mead agrees with the behaviorists that we can
explain mind behaviorally if we deny its existence as a substantial entity and
view it instead as a natural function of human organisms. But it is neither
possible nor desirable to deny the existence of mind altogether. The
physiological organism is a necessary but not sufficient condition of mental
behavior. Without the peculiar character of the human central nervous system,
internalization by the individual of the process of significant communication
would not be possible; but without the social process of conversational
behavior, there would be no significant symbols for the individual to
internalize.
The emergence of mind is
contingent upon interaction between the human organism and its social
environment; it is through participation in the social act of communication
that the individual realizes her (physiological and neurological) potential for
significantly symbolic behavior (that is, thought). Mind, in Mead's terms, is
the individualized focus of the communicational process — it is linguistic behavior on the part of
the individual. There is, then, no "mind or thought without
language;" and language (the content of mind) "is only a development
and product of social interaction". Thus, mind is not reducible to the
neurophysiology of the organic individual, but is an emergent in "the
dynamic, ongoing social process" that constitutes human experience.
b. Action
For Mead, mind arises
out of the social act of communication. Mead's concept of the social act is
relevant, not only to his theory of mind, but to all facets of his social
philosophy. His theory of "mind, self, and society" is, in effect, a
philosophy of the act from the standpoint of a social process involving the
interaction of many individuals, just as his theory of knowledge and value is a
philosophy of the act from the standpoint of the experiencing individual in
interaction with an environment.
There are two models of
the act in Mead's general philosophy: (1) the model of the act-as-such, i.e., organic activity
in general (which is elaborated in The
Philosophy of the Act), and (2) the model of the social act, i.e., social activity, which is a special case of
organic activity and which is of particular (although not exclusive) relevance
in the interpretation of human experience. The relation between the
"social process of behavior" and the "social environment"
is "analogous" to the relation between the "individual
organism" and the "physical-biological environment".
The Act-As-Such
In his analysis of the
act-as-such (that is, organic activity), Mead speaks of the act as determining"the relation between
the individual and the environment" (The
Philosophy of the Act 364). Reality, according to Mead, is a field of
situations. "These situations are fundamentally characterized by the
relation of an organic individual to his environment or world. The world,
things, and the individual are what they are because of this relation [between
the individual and his world]" (The
Philosophy of the Act 215). It is by way of the act that the relation
between the individual and his world is defined and developed.
Mead describes the act
as developing in four stages: (1) the stage of impulse, upon which the organic individual responds to
"problematic situations" in his experience (e.g., the intrusion of an
enemy into the individual's field of existence); (2) the stage of perception, upon which the individual
defines and analyzes his problem (e.g., the direction of the enemy's attack is
sensed, and a path leading in the opposite direction is selected as an avenue
of escape); (3) the stage of manipulation,
upon which action is taken with reference to the individual's perceptual
appraisal of the problematic situation (e.g., the individual runs off along the
path and away from his enemy); and (4) the stage of consummation, upon which the encountered difficulty is resolved and
the continuity of organic existence re- established (e.g., the individual
escapes his enemy and returns to his ordinary affairs) (The Philosophy of the Act 3-25). ]
What is of interest in
this description is that the individual is not merely a passive recipient of
external, environmental influences, but is capable of taking action with
reference to such influences; he reconstructs his relation to his environment
through selective perception and through the use or manipulation of the objects
selected in perception (e.g., the path of escape mentioned above). The objects
in the environment are, so to speak, created through the activity of the
organic individual: the path along which the individual escapes was not
"there" (in his thoughts or perceptions) until the individual needed
a path of escape. Reality is not simply "out there," independent of
the organic individual, but is the outcome of the dynamic interrelation of
organism and environment. Perception, according to Mead, is a relation between
organism and object. Perception is not, then, something that occurs in the organism, but is an
objective relation between the organism and its environment; and the perceptual
object is not an entity out there,
independent of the organism, but is one pole of the interactive perceptual
process (The Philosophy of the Act 81).
Objects of perception
arise within the individual's attempt to solve problems that have emerged in
his experience, problems that are, in an important sense, determined by the
individual himself. The character of the individual's environment is
predetermined by the individual's sensory capacities. The environment, then, is
what it is in relation to a sensuous and selective organic individual; and
things, or objects, "are what they are in the relationship between the
individual and his environment, and this relationship is that of conduct [i.e.,
action]" (The Philosophy of the Act218).
The Social Act
While the social act is analogous to the act-as-such, the above-described model
of "individual biological activity" (Mind, Self and Society 130) will not suffice as an analysis of
social experience. The "social organism" is not an organic
individual, but "a social group of individual organisms" (Mind, Self and Society 130). The
human individual, then, is a member of a social organism, and his acts must be
viewed in the context of social acts that involve other individuals. Society is
not a collection of preexisting atomic individuals (as suggested, for example,
by Hobbes, Locke, and Rousseau), but rather a processual whole within which
individuals define themselves through participation in social acts. The acts of
the individual are, according to Mead, aspects of acts that are trans-
individual. "For social psychology, the whole (society) is prior to the
part (the individual), not the part to the whole; and the part is explained in
terms of the whole, not the whole in terms of the part or parts" (Mind, Self and Society 7). Thus,
the social act is a "dynamic whole," a "complex organic
process," within which the individual is situated, and it is within this
situation that individual acts are possible and have meaning.
Mead defines the social act in relation to the social object. The social act is a
collective act involving the participation of two or more individuals; and the
social object is a collective object having a common meaning for each
participant in the act. There are many kinds of social acts, some very simple,
some very complex. These range from the (relatively) simple interaction of two
individuals (e.g., in dancing, in love-making, or in a game of handball), to
rather more complex acts involving more than two individuals (e.g., a play, a
religious ritual, a hunting expedition), to still more complex acts carried on
in the form of social organizations and institutions (e.g., law- enforcement,
education, economic exchange). The life of a society consists in the aggregate
of such social acts.
It is by way of the
social act that persons in society create their reality. The objects of the
social world (common objects such as clothes, furniture, tools, as well as
scientific objects such as atoms and electrons) are what they are as a result
of being defined and utilized within the matrix of specific social acts. Thus,
an animal skin becomes a coat in the experience of people (e.g., barbarians or
pretenders to aristocracy) engaged in the social act of covering and/or
adorning their bodies; and the electron is introduced (as a hypothetical
object) in the scientific community's project of investigating the ultimate
nature of physical reality.
Communication through
significant symbols is that which renders the intelligent organization of
social acts possible. Significant communication, as stated earlier, involves
the comprehension of meaning, i.e., the taking of the attitude of others toward
one's own gestures. Significant communication among individuals creates a world
of common (symbolic) meanings within which further and deliberate social acts
are possible. The specifically human social act, in other words, is rooted in
the act of significant communication and is, in fact, ordered by the
conversation of significant symbols.
In addition to its role
in the organization of the social act, significant communication is also
fundamentally involved in the creation of social objects. For it is by way of
significant symbols that humans indicate to one another the object relevant to
their collective acts. For example, suppose that a group of people has decided
on a trip to the zoo. One of the group offers to drive the others in his car;
and the others respond by following the driver to his vehicle. The car has thus
become an object for all members of the group, and they all make use of it to
get to the zoo. Prior to this particular project of going to the zoo, the car
did not have the specific significance that it takes on in becoming
instrumental in the zoo-trip. The car was, no doubt, an object in some other
social act prior to its incorporation into the zoo-trip; but prior to that
incorporation, it was not specifically and explicitly a means of transportation
to the zoo. Whatever it was, however, would be determined by its role in some
social act (e.g., the owner's project of getting to work each day, etc.). It is
perhaps needless to point out that the decision to go to the zoo, as well as
the decision to use the car in question as a means of transportation, was made
through a conversation involving significant symbols. The significant symbol
functions here to indicate "some object or other within the field of
social behavior, an object of common interest to all the individuals involved
in the given social act thus directed toward or upon that object" (Mind, Self and Society 46). The
reality that humans experience is, for Mead, very largely socially constructed
in a process mediated and facilitated by the use of significant symbols.
c. Self and Other
The Self as Social Emergent
The self, like the mind,
is a social emergent. This social conception of the self, Mead argues, entails
that individual selves are the products of social interaction and not the
(logical or biological) preconditions of that interaction. Mead contrasts his
social theory of the self with individualistic theories of the self (that is,
theories that presuppose the priority of selves to social process). "The
self is something which has a development; it is not initially there, at birth,
but arises in the process of social experience and activity, that is, develops
in the given individual as a result of his relations to that process as a whole
and to other individuals within that process" (Mind, Self and Society135). Mead's model of society is an organic
model in which individuals are related to the social process as bodily parts
are related to bodies.
The self is a reflective
process — i.e., "it is an object to itself." For Mead, it is the
reflexivity of the self that "distinguishes it from other objects and from
the body." For the body and other objects are not objects to themselves as
the self is.
It is perfectly true
that the eye can see the foot, but it does not see the body as a whole. We cannot
see our backs; we can feel certain portions of them, if we are agile, but we
cannot get an experience of our whole body. There are, of course, experiences
which are somewhat vague and difficult of location, but the bodily experiences
are for us organized about a self. The foot and hand belong to the self. We can
see our feet, especially if we look at them from the wrong end of an opera
glass, as strange things which we have difficulty in recognizing as our own.
The parts of the body are quite distinguishable from the self. We can lose
parts of the body without any serious invasion of the self. The mere ability to
experience different parts of the body is not different from the experience of
a table. The table presents a different feel from what the hand does when one
hand feels another, but it is an experience of something with which we come
definitely into contact. The body does not experience itself as a whole, in the
sense in which the self in some way enters into the experience of the self (Mind, Self and Society 136).
It is, moreover, this
reflexivity of the self that distinguishes human from animal consciousness (Mind, Self and Society, fn., 137). Mead
points out two uses of the term "consciousness": (1)
"consciousness" may denote "a certain feeling consciousness"
which is the outcome of an organism's sensitivity to its environment (in this
sense, animals, in so far as they act with reference to events in their
environments, are conscious); and (2) "consciousness" may refer to a
form of awareness "which always has, implicitly at least, the reference to
an 'I' in it" (that is, the term "consciousness" may mean self- consciousness) (Mind, Self and Society 165). It is
the second use of the term "consciousness" that is appropriate to the
discussion of human consciousness. While there is a form of pre-reflective
consciousness that refers to the "bare thereness of the world," it is
reflective (or self-) consciousness that characterizes human awareness. The
pre-reflective world is a world in which the self is absent (Mind, Self and Society 135-136).
Self-consciousness,
then, involves the objectification of the self. In the mode of self-
consciousness, the "individual enters as such into his own experience . .
. as an object" (Mind, Self and
Society225). How is this
objectification of the self possible? The individual, according to
Mead, "can enter as an object [to himself] only on the basis of social
relations and interactions, only by means of his experiential transactions with
other individuals in an organized social environment" (Mind, Self and Society 225).
Self-consciousness is the result of a process in which the individual takes the
attitudes of others toward herself, in which she attempts to view herself from
the standpoint of others. The self-as-object arises out of the individual's
experience of other selves outside of herself. The objectified self is an
emergent within the social structures and processes of human intersubjectivity.
Symbolic Interaction and the Emergence of the
Self
Mead's account of the
social emergence of the self is developed further through an elucidation of
three forms of inter-subjective activity: language, play,
and the game. These forms of
"symbolic interaction" (that is, social interactions that take place
via shared symbols such as words, definitions, roles, gestures, rituals, etc.)
are the major paradigms in Mead's theory of socialization and are the basic social
processes that render the reflexive objectification of the self possible.
Language, as we have
seen, is communication via "significant symbols," and it is through
significant communication that the individual is able to take the attitudes of
others toward herself. Language is not only a "necessary mechanism"
of mind, but also the primary social foundation of the self:
I know of no other form
of behavior than the linguistic in which the individual is an object to himself
. . . (Mind, Self and Society 142).
When a self does appear it always involves an experience of another; there
could not be an experience of a self simply by itself. The plant or the lower
animal reacts to its environment, but there is no experience of a self . . . .
When the response of the other becomes an essential part in the experience or
conduct of the individual; when taking the attitude of the other becomes an
essential part in his behavior — then the individual appears in his own
experience as a self; and until this happens he does not appear as a self (Mind, Self and Society 195).
Within the linguistic
act, the individual takes the role of the other, i.e., responds to her own
gestures in terms of the symbolized attitudes of others. This "process of
taking the role of the other" within the process of symbolic interaction
is the primal form of self-objectification and is essential to self-
realization (Mind, Self and Society 160-161).
It ought to be clear,
then, that the self-as-object of which Mead speaks is not an object in a
mechanistic, billiard ball world of external relations, but rather it is a
basic structure of human experience that arises in response to other persons in
an organic social-symbolic world of internal (and inter- subjective) relations.
This becomes even clearer in Mead's interpretation of playing and gaming. In
playing and gaming, as in linguistic activity, the key to the generation of
self-consciousness is the process of role-playing." In play, the child
takes the role of another and acts as
though she were the
other (e.g., mother, doctor, nurse, Indian, and countless other symbolized
roles). This form of role-playing involves a single role at a time. Thus, the
other which comes into the child's experience in play is a "specific
other" (The Philosophy of the
Present 169).
The game involves a more
complex form of role-playing than that involved in play. In the game, the
individual is required to internalize, not merely the character of a single and
specific other, but the roles of all others
who are involved with him in the game. He must, moreover, comprehend the rules
of the game which condition the various roles (Mind, Self and Society 151). This configuration of roles-organized-according-to-
rules brings the attitudes of all participants together to form a symbolized
unity: this unity is the "generalized other" (Mind, Self and Society 154). The generalized other is "an
organized and generalized attitude" (Mind,
Self and Society 195) with reference to which the individual defines
her own conduct. When the individual can view herself from the standpoint of
the generalized other, "self- consciousness in the full sense of the
term" is attained.
The game, then, is the
stage of the social process at which the individual attains selfhood. One of
Mead's most outstanding contributions to the development of critical social
theory is his analysis of games. Mead elucidates the full social and
psychological significance of game-playing and the extent to which the game
functions as an instrument of social control. The following passage contains a
remarkable piece of analysis:
What goes on in the game
goes on in the life of the child all the time. He is continually taking the
attitudes of those about him, especially the roles of those who in some sense
control him and on whom he depends. He gets the function of the process in an
abstract way at first. It goes over from the play into the game in a real
sense. He has to play the game.
The morale of the game takes hold of the child more than the larger morale of
the whole community. The child passes into the game and the game expresses a
social situation in which he can completely enter; its morale may have a greater hold on him than that of the family to
which he belongs or the community in which he lives. There are all sorts of
social organizations, some of which are fairly lasting, some temporary, into
which the child is entering, and he
is playing a sort of social game in them. It is a period in which he likes
"to belong," and he gets into organizations which come into existence
and pass out of existence. He
becomes a something which can function in the organized whole, and thus
tends to determine himself in his relationship with the group to which he
belongs. That process is one which is a striking stage in the development of
the child's morale. It constitutes him a self-conscious member of the community
to which he belongs (Mind, Self and
Society 160, emphasis added).
The "Me" and the "I"
Although the self is a
product of socio-symbolic interaction, it is not merely a passive reflection of
the generalized other. The individual's response to the social world is active;
she decides what she will
do in the light of the
attitudes of others; but her conduct is not mechanically determined by such
attitudinal structures. There are, it would appear, two phases (or poles) of
the self: (1) that phase which reflects the attitude of the generalized other
and (2) that phase which responds to the
attitude of the generalized other. Here, Mead distinguishes between the
"me" and the "I." The "me" is the social self,
and the "I" is a response to the "me". "The 'I' is the
response of the organism to the attitudes of the others; the 'me' is the
organized set of attitudes of others which one himself assumes". Mead
defines the "me" as "a conventional, habitual individual,"
and the "I" as the "novel reply" of the individual to the
generalized other. There is a dialectical relationship between society and the
individual; and this dialectic is enacted on the intra-psychic level in terms
of the polarity of the "me" and the "I." The "me"
is the internalization of roles which derive from such symbolic processes as
linguistic interaction, playing, and gaming; whereas the "I" is a
"creative response" to the symbolized structures of the
"me" (that is, to the generalized other).
Although the
"I" is not an object of immediate experience, it is, in a sense,
knowable (that is, objectifiable). The "I" is apprehended in memory;
but in the memory image, the "I" is no longer a pure subject, but
"a subject that is now an object of observation". We can understand
the structural and functional significance of the "I," but we cannot
observe it directly — it appears only ex
post facto. We remember the
responses of the "I" to the "me;" and this is as close as
we can get to a concrete knowledge of the "I." The objectification of
the "I" is possible only through an awareness of the past; but the
objectified "I" is never the subject of present experience. "If
you ask, then, where directly in your own experience the 'I' comes in, the
answer is that it comes in as a historical figure".
The "I"
appears as a symbolized object in our consciousness of our past actions, but
then it has become part of the "me." The "me" is, in a
sense, that phase of the self that represents the past (that is, the
already-established generalized other). The "I," which is a response
to the "me," represents action in a present (that is, "that
which is actually going on, taking place") and implies the restructuring
of the "me" in a future. After the "I" has acted, "we
can catch it in our memory and place it in terms of that which we have
done," but it is now (in the newly emerged present) an aspect of the
restructured "me".
Because of the
temporal-historical dimension of the self, the character of the "I"
is determinable only after it
has occurred; the "I" is not, therefore, subject to predetermination.
Particular acts of the "I" become aspects of the "me" in
the sense that they are objectified through memory; but the "I" as
such is not contained in the "me."
The human individual
exists in a social situation and responds to that situation. The situation has
a particular character, but this character does not completely determine the
response of the individual; there seem to be alternative courses of action. The
individual must select a course of action (and even a decision to do
"nothing" is a response to the situation) and act accordingly, but
the course of action she selects is not dictated by the situation. It is this
indeterminacy of response that "gives the sense of freedom, of
initiative”. The action of the "I" is revealed only in the action
itself; specific prediction of the action of the "I" is not possible.
The individual is determined to respond, but the specific character of her response
is not fully determined. The individual's responses are conditioned, but not determined by the
situation in which she acts. Human freedom is conditioned freedom.
Thus, the "I"
and the "me" exist in dynamic relation to one another. The human
personality (or self) arises in a social situation. This situation structures
the "me" by means of inter-subjective symbolic processes (language,
gestures, play, games, etc.), and the active organism, as it continues to
develop, must respond to its situation and to its "me." This response
of the active organism is the "I."
The individual takes the
attitude of the "me" or the attitude of the "I" according
to situations in which she finds herself. For Mead, "both aspects of the
'I' and the 'me' are essential to the self in its full expression". Both
community and individual autonomy are necessary to identity. The "I"
is process breaking through structure. The "me" is a necessary
symbolic structure which renders the action of the "I" possible, and "without
this structure of things, the life of the self would become impossible".
The Dialectic of Self and Other
The self arises when the
individual takes the attitude of the generalized other toward herself. This
"internalization" of the generalized other occurs through the
individual's participation in the conversation of significant symbols (that is,
language) and in other socialization processes (e.g., play and games). The
self, then, is of great value to organized society: the internalization of the
conversation of significant symbols and of other interactional symbolic
structures allows for "the superior co-ordination" of "society
as a whole," and for the "increased efficiency of the individual as a
member of the group". The generalized other (internalized in the
"me") is a major instrument of social control; it is the mechanism by
which the community gains control "over the conduct of its individual
members". "Social control," in Mead's words, "is the
expression of the 'me' over against the expression of the 'I'".
The genesis of the self
in social process is thus a condition of social control. The self is a social
emergent that supports the cohesion of the group; individual will is
harmonized, by means of a socially defined and symbolized "reality,"
with social goals and values. "In so far as there are social acts,"
writes Mead, "there are social objects, and I take it that social control
is bringing the act of the individual into relation with this social
object" (The Philosophy of the Act 191).
Thus, there are two dimensions of Mead's theory of internalization: (1) the
internalization of the attitudes of others toward oneself and toward one
another (that is, internalization of the interpersonal process); and (2) the
internalization of the attitudes of others "toward the various phases or
aspects of the common social activity or set of social undertakings in which,
as members of an organized society or social group, they are all engaged".
The self, then, has
reference, not only to others, but to social projects and goals, and it is by
means of the socialization process (that is, the internalization of the
generalized other through language, play, and the game) that the individual is
brought to "assume the attitudes of those in the group who are involved
with him in his social activities" (The
Philosophy of the Act 192). By learning to speak, gesture, and play in
"appropriate" ways, the individual is brought into line with the
accepted symbolized roles and rules of the social process. The self is
therefore one of the most subtle and effective instruments of social control.
For Mead, however,
social control has its limits. One of these limits is the phenomenon of the
"I," as described in the preceding section. Another limit to social
control is presented in Mead's description of specific social relations. This
description has important consequences regarding the way in which the concept
of the generalized other is to be applied in social analysis.
The self emerges out of
"a special set of social relations with all the other individuals"
involved in a given set of social projects. The self is always a reflection of
specific social relations that are themselves founded on the specific mode of
activity of the group in question. The concept of property, for example,
presupposes a community with certain kinds of responses; the idea of property
has specific social and historical foundations and symbolizes the interests and
values of specific social groups.
Mead delineates two
types of social groups in civilized communities. There are, on the one hand,
"concrete social classes or subgroups" in which "individual
members are directly related to one another." On the other hand, there are
"abstract social classes or subgroups" in which "individual
members are related to one another only more or less indirectly, and which only
more or less indirectly function as social units, but which afford unlimited
possibilities for the widening and ramifying and enriching of the social
relations among all the individual members of the given society as an organized
and unified whole. Such abstract social groups provide the opportunity for a
radical extension of the "definite social relations" which constitute
the individual's sense of self and which structure her conduct.
Human society, then,
contains a multiplicity of generalized others. The individual is capable of
holding membership in different groups, both simultaneously and serially, and
may therefore relate herself to different generalized others at different
times; or she may extend her conception of the generalized other by identifying
herself with a "larger" community than the one in which she has
hitherto been involved (e.g., she may come to view herself as a member of a
nation rather than as a member of a tribe). The self is not confined within the
limits of any one generalized other. It is true that the self arises through
the internalization of the generalized attitudes of others, but there is, it
would appear, no absolute limit to the individual's capacity to encompass new
others within the dynamic structure of the self. This makes strict and total
social control difficult if not impossible.
Mead's description of
social relations also has interesting implications vis-a-vis the sociological
problem of the relation between consensus and conflict in society. It is clear that
both consensus and conflict are significant dimensions of social process; and
in Mead's view, the problem is not to decide either for a consensus model of society or for a conflict model, but to
describe as directly as possible the function of both consensus and conflict in
human social life.
There are two models of
consensus-conflict relation in Mead's analysis of social relations. These may
be schematized as follows:
1. Intra-Group Consensus —
Extra-Group Conflict
2. Intra-Group Conflict —
Extra-Group Consensus
In the first model, the
members of a given group are united in opposition to another group which is
characterized as the "common enemy" of all members of the first
group. Mead points out that the idea of a common enemy is central in much of
human social organization and that it is frequently the major reference-point
of intra-group consensus. For example, a great many human organizations derive
their raison d'etre and
their sense of solidarity from the existence (or putative existence) of the
"enemy" (communists, atheists, infidels, fascist pigs, religious
"fanatics," liberals, conservatives, or whatever). The generalized
other of such an organization is formed in opposition to the generalized other
of the enemy. The individual is "with" the members of her group and
"against" members of the enemy group.
Mead's second model,
that of intra-group conflict and extra-group consensus, is employed in his
description of the process in which the individual reacts against her own group. The
individual opposes her group by appealing to a "higher sort of
community" that she holds to be superior to her own. She may do this by
appealing to the past (e.g., she may ground her criticism of the bureaucratic
state in a conception of "Jeffersonian Democracy"), or by appealing
to the future (e.g., she may point to the ideal of "all mankind," of
the universal community, an ideal that has the future as its ever-receding
reference point). Thus, intra-group conflict is carried on in terms of an
extra-group consensus, even if the consensus is merely assumed or posited. This
model presupposes Mead's conception of the multiplicity of generalized others,
i.e., the field within which conflicts are possible. It is also true that the
individual can criticize her group only in so far as she can symbolize to
herself the generalized other of that group; otherwise she would have nothing
to criticize, nor would she have the motivation to do so. It is in this sense
that social criticism presupposes social- symbolic process and a social self
capable of symbolic reflexive activity.
In addition to the
above-described models of consensus-conflict relation, Mead also points out an
explicitly temporal interaction between consensus and conflict. Human conflicts
often lead to resolutions that create new forms of consensus. Thus, when such
conflicts occur, they can lead to whole "reconstructions of the particular
social situations" that are the contexts of the conflicts (e.g., a war
between two nations may be followed by new political alignments in which the
two warring nations become allies). Such reconstructions of society are
affected by the minds of individuals in conflict and constitute enlargements of
the social whole.
An interesting
consequence of Mead's analysis of social conflict is that the reconstruction of
society will entail the reconstruction of the self. This aspect of the social
dynamic is particularly clear in terms of Mead's concept of intra-group
conflict and his description of the dialectic of the "me" and the
"I." As pointed out earlier, the "I" is an emergent
response to the generalized other; and the "me" is that phase of the
self that represents the social situation within which the individual must
operate. Thus, the critical capacity of the self takes form in the
"I" and has two dimensions: (1) explicit self- criticism (aimed at
the "me") is implicit social criticism; and (2) explicit social
criticism is implicit self- criticism. For example, the criticism of one's own
moral principles is also the criticism of the morality of one's social world,
for personal morality is rooted in social morality. Conversely, the criticism
of the morality of one's society raises questions concerning one's own moral
role in the social situation.
Since self and society
are dialectical poles of a single process, change in one pole will result in
change in the other pole. It would appear that social reconstructions are
effected by individuals (or groups of individuals) who find themselves in
conflict with a given society; and once the reconstruction is accomplished, the
new social situation generates far-reaching changes in the personality
structures of the individuals involved in that situation." In short,"
writes Mead, "social reconstruction and self or personality reconstruction
are the two sides of a single process — the process of human social evolution”.
In conclusion, the
attitude of the group is extremely important, which has risen from significant
symbols, which have emerged in mind and reason. Reason being the thinking
of the individual, a conversation between the I and me.
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